0000884300-14-000003.txt : 20140210 0000884300-14-000003.hdr.sgml : 20140210 20140210083149 ACCESSION NUMBER: 0000884300-14-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Healthcare Corp of America CENTRAL INDEX KEY: 0001514682 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86470 FILM NUMBER: 14586272 BUSINESS ADDRESS: STREET 1: 66 FORD ROAD STREET 2: SUITE 230 CITY: DENVILLE STATE: NJ ZIP: 07834 BUSINESS PHONE: (973) 983-6300 MAIL ADDRESS: STREET 1: 66 FORD ROAD STREET 2: SUITE 230 CITY: DENVILLE STATE: NJ ZIP: 07834 FORMER COMPANY: FORMER CONFORMED NAME: Selway Capital Acquisition Corp. DATE OF NAME CHANGE: 20110307 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884300 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 9524738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 FORMER COMPANY: FORMER CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL DATE OF NAME CHANGE: 19960212 SC 13G 1 hccaye2013.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. | | Healthcare Corporation of America (Name of Issuer) Common Shares (Title of Class of Securities) 81661A404 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person'sinitial filing on this form with respect to the subject class of securities,and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 81661A404 13G Page 2 of 5 Pages ____________________________________________________________________ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Perkins Capital Management, Inc. 14-1501962 ____________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ____________________________________________________________________ 3. SEC USE ONLY ____________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION State of Minnesota ____________________________________________________________________ 5. SOLE VOTING POWER 33,500 NUMBER OF ______________________________________________________ SHARES 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ______________________________________________________ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 618,833 ______________________________________________________ 8. SHARED DISPOSITIVE POWER 0 ____________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 618,833 ____________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ____________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.0% ____________________________________________________________________ 12. TYPE OF REPORTING PERSON* IA ____________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a) Name of Issuer: Healthcare Corporation of America Item 1(b) Address of Issuer's Principal Executive Offices: 66 Ford Road, Suite 230 Denville, New Jersey 07834 Item 2(a) Name of Person Filing: Perkins Capital Management, Inc. Item 2(b) Address of Principal Business Office or, if None, Residence: 730 East Lake Street Wayzata, MN 55391 Item 2(c) Citizenship: State of Minnesota Item 2(d) Title of Class of Securities: Common Shares Item 2(e) CUSIP Number: 81661A404 Item 3. If this statement is filed pursuant to Rules 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [_]Broker or dealer registered under Section 15 of the Act (15 U.S.C.78o); (b) [_]Bank as defined in Section 3(a)(6) of the Act (15 U.S.C.78c); (c) [_]Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C.78c); (d) [_]Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C.8a-8); (e) [X]An Investment Adviser in accordance with Section 240. 13d-1(b)(1) (ii)(E); (f) [_]An employee benefit plan or endowment fund in accordance with Section 240. 13d-1(b)(1)(ii)(F); (g) [_]A parent holding company or control person in accordance with Section 240. 13d-1(b)(1)(ii)(G); (h) [_]A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_]A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.80a-3); (j) [_]Group, in accordance with Section 240. 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Section 240 13d-1(c), check this box. [ ] Item 4. Ownership. (a) Amount beneficially owned: 618,833 (Includes 35,500 common equivalents, 233,333 warrants exerciseable within 60 days, and 350,000 in the form of a convertible note.) (b) Percent of class: 6.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 33,500 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 618,833 (Includes 35,500 common equivalents, 233,333 warrants exerciseable within 60 days, and 350,000 in the form of a convertible note.) (iv) Shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. n/a Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. n/a Item 8. Identification and Classification of Members of the Group. n/a Item 9. Notice of Dissolution of Group. n/a Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief,the securities referred to above were not acquired and are not held for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 2014 ______________________________ (Date) /s/ Richard C. Perkins ______________________________ (Signature) Richard C. Perkins Executive VP/Portfolio Manager ______________________________ (Name/Title)